Predicting hydrological droughts using ERA 5 reanalysis data and wavelet-based soft computing techniques

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Özet

The effective forecasting of droughts is the basic step of drought risk management, which consists of drought preparedness, mitigation, and early warning phases. This study used historical values of meteorological and hydrological drought indices to predict ERA 5 reanalysis data based on future hydrological droughts with a 1-month lead-time in Diyarbakır, in the Tigris basin. Regression tree (RT), boosted tree (BT), bagged tree (BAT), support vector machines (SVM), and adaptive neuro-fuzzy inference system (ANFIS) models and hybrid wavelet-machine learning models created by combining these models with discrete wavelet transform were analyzed to predict Standardized Runoff Index (SRI) based hydrological droughts. To construct the models and determine the temporal dependencies and relationships between variables, autocorrelation functions (ACF), partial autocorrelation functions (PACF), and correlation matrices were used. In addition, statistical criteria such as root mean square error (RMSE), mean absolute error (MAE) and, coefficients of determination (R 2), and the Taylor diagram were used to evaluate the success of the established models. The study has provided evidence that the application of wavelet transform can significantly improve the efficacy of hydrological drought prediction. The ANFIS model with Train RMSE: 0.65, MAE: 0.47, R 2: 0.49; Test RMSE: 0.84, MAE: 0.64, R 2: 0.39, which combines SRI (T − 1) and SRI (T) inputs, is considered the best stand-alone machine learning model for hydrological drought prediction. Furthermore, the most successful prediction performance is achieved by combining the SRI (T − 3), SRI (T − 2), SRI (T − 1), and SRI (T) inputs using the wavelet transform and BAT algorithm with Train RMSE: 0.59, MAE: 0.45, R 2: 0.59; Test RMSE: 0.74, MAE: 0.60, R 2: 0.48. Accordingly, it was concluded that hydrological droughts could be predicted using only previous hydrological droughts. Therefore, the study's outputs can be used to effectively plan water resources for decision-makers and various institutions in managing drought risk. © 2023, The Author(s), under exclusive licence to Springer-Verlag GmbH Germany, part of Springer Nature.

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RDL Kalıcı Bağlantı (PID)
https://rdlopen.rawdatalibrary.net/r/ebyu/11691Resmi atıflarda kullanılan kalıcı adres
DOI
https://doi.org/10.1007/s12665-023-11280-9Yayıncı resmi DOI adresi
Tam Kayıt
AlanDeğerDil
dc.contributor.authorKatipoğlu, Okan Mert
dc.date.accessioned2026-10-18T20:26:42.170233272Z
dc.date.available2026-10-18T20:26:42.170233272Z
dc.date.issued2023
dc.description.abstractThe effective forecasting of droughts is the basic step of drought risk management, which consists of drought preparedness, mitigation, and early warning phases. This study used historical values of meteorological and hydrological drought indices to predict ERA 5 reanalysis data based on future hydrological droughts with a 1-month lead-time in Diyarbakır, in the Tigris basin. Regression tree (RT), boosted tree (BT), bagged tree (BAT), support vector machines (SVM), and adaptive neuro-fuzzy inference system (ANFIS) models and hybrid wavelet-machine learning models created by combining these models with discrete wavelet transform were analyzed to predict Standardized Runoff Index (SRI) based hydrological droughts. To construct the models and determine the temporal dependencies and relationships between variables, autocorrelation functions (ACF), partial autocorrelation functions (PACF), and correlation matrices were used. In addition, statistical criteria such as root mean square error (RMSE), mean absolute error (MAE) and, coefficients of determination (R 2), and the Taylor diagram were used to evaluate the success of the established models. The study has provided evidence that the application of wavelet transform can significantly improve the efficacy of hydrological drought prediction. The ANFIS model with Train RMSE: 0.65, MAE: 0.47, R 2: 0.49; Test RMSE: 0.84, MAE: 0.64, R 2: 0.39, which combines SRI (T − 1) and SRI (T) inputs, is considered the best stand-alone machine learning model for hydrological drought prediction. Furthermore, the most successful prediction performance is achieved by combining the SRI (T − 3), SRI (T − 2), SRI (T − 1), and SRI (T) inputs using the wavelet transform and BAT algorithm with Train RMSE: 0.59, MAE: 0.45, R 2: 0.59; Test RMSE: 0.74, MAE: 0.60, R 2: 0.48. Accordingly, it was concluded that hydrological droughts could be predicted using only previous hydrological droughts. Therefore, the study's outputs can be used to effectively plan water resources for decision-makers and various institutions in managing drought risk. © 2023, The Author(s), under exclusive licence to Springer-Verlag GmbH Germany, part of Springer Nature.
dc.description.sponsorshipThe author thanks Copernicus, the European Union's Earth observation program, for the ERA 5 data provided, the Editor, and the anonymous reviewers for their contributions to the content and development of this paper.
dc.identifier.doi10.1007/s12665-023-11280-9
dc.identifier.eissn1866-6299
dc.identifier.issn1866-6280
dc.identifier.issue24
dc.identifier.scopus2-s2.0-85178250697
dc.identifier.startpage600
dc.identifier.urihttps://rdlopen.rawdatalibrary.net/r/ebyu/11691
dc.identifier.volume82
dc.identifier.wosWOS:001122340800004
dc.language.isoen
dc.publisherSpringer Science and Business Media Deutschland GmbH
dc.relation.ispartofEnvironmental Earth Sciences
dc.rightsinfo:eu-repo/semantics/openAccess
dc.subjectDrought prediction
dc.subjectMachine learning
dc.subjectReconnaissance Drought Index (RDI)
dc.subjectStandardized Runoff Index (SRI)
dc.subjectWavelet transform
dc.subjectDiscrete wavelet transforms
dc.subjectDrought
dc.subjectFuzzy inference
dc.subjectFuzzy neural networks
dc.subjectFuzzy systems
dc.subjectLearning systems
dc.subjectMean square error
dc.subjectRisk management
dc.subjectRunoff
dc.subjectSoft computing
dc.subjectSupport vector machines
dc.subjectHydrological droughts
dc.subjectMachine-learning
dc.subjectMean absolute error
dc.subjectReconnaissance drought index
dc.subjectReconnaissance drought indices
dc.subjectRoot mean square errors
dc.subjectRunoff indices
dc.subjectStandardized runoff index
dc.subjectWavelets transform
dc.subjectalgorithm
dc.subjectautocorrelation
dc.subjectsupport vector machine
dc.subjectwater resource
dc.subjectwavelet
dc.titlePredicting hydrological droughts using ERA 5 reanalysis data and wavelet-based soft computing techniques
dc.typeArticle
dspace.entity.typePublication
rdl.citation.scopus8
rdl.citation.wos8
rdl.source.indexSCOPUS
rdl.source.indexWOS
rdl.wos.indexScience Citation Index Expanded (SCI-EXPANDED)